sec.rs.ba

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1. SEC.gov | HOME
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Link: https://www.sec.gov/

Description: WEBSEC.gov | HOME. Upcoming Webcast. SEC’s 43rd Annual Small Business Forum | Wednesday, April 17, 2024, 1:00 p.m. We Inform and Protect Investors. We Facilitate Capital Formation. We Enforce Federal Securities Laws. We Regulate Securities Markets. We Provide Data. SEC Hosts Girl Scouts to Spread Financial Literacy and Highlight …

2. SEC.gov | About the SEC
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Link: https://www.sec.gov/about

Description: WEBNov 22, 2016 · About the SEC. The federal securities laws empower the Securities and Exchange Commission (SEC) with broad authority over all aspects of the securities industry. The SEC’s mission is to protect investors; maintain fair, orderly, and efficient markets; and facilitate capital formation.

3. SEC.gov | Mission
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Link: https://www.sec.gov/about/mission

Description: WEBDec 29, 2023 · Mission. At the Securities and Exchange Commission (SEC), we work together to make a positive impact on the U.S. economy, our capital markets, and people’s lives. Since our founding in 1934 at the height of the Great Depression, we have stayed true to our mission of protecting investors, maintaining fair, orderly, and efficient markets, and ...

4. SEC.gov | About the SEC
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Link: https://www.sec.gov/strategic-plan/about

Description: WEBApr 6, 2023 · About the SEC. Our Goals. Our Approach. PDF Version. The SEC is an independent federal agency, established pursuant to the Securities Exchange Act of 1934, headed by a five-member Commission. The Commissioners are appointed by the President and confirmed by the Senate.

5. U.S. Securities and Exchange Commission - Wikipedia
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Link: https://en.wikipedia.org/wiki/U.S._Securities_and_Exchange_Commission

Description: WEBThe U.S. Securities and Exchange Commission (SEC) is an independent agency of the United States federal government, created in the aftermath of the Wall Street Crash of 1929. The primary purpose of the SEC is to enforce the law against market manipulation.: 2

6. Southeastern Conference
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Link: https://www.secsports.com/

Description: WEBOfficial School Websites. Comprehensive coverage of SEC football, basketball, baseball and more, including live games, scores, schedules, standings and news.

7. SEC Charges Five Investment Advisers for Marketing Rule …
sec.gov

Link: https://www.sec.gov/news/press-release/2024-46

Description: WEB5 days ago · The Securities and Exchange Commission today announced settled charges against five registered investment advisers for Marketing Rule violations. All five firms have agreed to settle the SEC’s charges and to pay $200,000 in combined penalties. The five advisory firms are: GeaSphere LLC. Bradesco Global Advisors Inc. Credicorp Capital …

8. SEC.gov | Press Releases
sec.gov

Link: https://www.sec.gov/news/pressreleases

Description: WEBJul 28, 2011 · Headline: SEC Charges Hex Founder Richard Heart with Misappropriating Millions of Dollars of Investor Funds from Unregistered Crypto Asset Securities Offerings that Raised more than $1 Billion: Release No.: 2023-143 Published date grouping: July 2023 Date: July 27, 2023

9. SEC.gov | Newsroom
sec.gov

Link: https://www.sec.gov/newsroom

Description: WEBApril 3, 2024. SEC Encourages Investors to Plan for Their Financial Future During Financial Capability Month. April 2, 2024. SEC Adopts Reforms Relating to Investment Advisers Operating Exclusively Through the Internet. March 27, 2024. View all Press Releases. SEC Headquarters - Washington, DC.

10. SEC.gov | Reports and Publications
sec.gov

Link: https://www.sec.gov/reports

Description: WEBMar 22, 2024 · SEC.gov | Reports and Publications. Reports and Publications. This listing includes periodic SEC reports and publications. See also FOIA Frequently Requested Documents and SEC Data Resources for periodic data reports and updates.